Questions & Answers
What is the definition to be used for ‘convictions’? It could be different things: Number of convictions of proceeding that are still open? Or started in the reporting year? Closed in the reporting year? Appeal concluded? Not subject to appeal anymore?
- Convictions
Background
ESRS G1 paragraph 24 states that: ‘The undertaking shall disclose:
(a) the number of convictions and the amount of fines for violation of anti-corruption and anti- bribery laws; and
(b) any actions taken to address breaches in procedures and standards of anti-corruption and anti-bribery.’
Based on EU Law and on the European Criminal Records Information System (ECRIS), the term ‘conviction’ is defined as ‘any final decision of a criminal court against a natural person in respect of a criminal offence, to the extent that the decision is entered in the criminal records of the convicting Member State’.
Answer
ESRS G1 uses the definition of ‘convictions’ derived from European Law. Based on EU Law and on the European Criminal Records Information System (ECRIS), the term conviction is defined as ‘any final decision of a criminal court against a natural person in respect of a criminal offence, to the extent that the decision is entered in the criminal records of the convicting Member State’.
Therefore, the disclosure requirement applies to the number of convictions that fulfil the definition of a final decision of a criminal court. This is understood in the general sense of the term, i.e., that of the court of the first instance. This approach has the advantage of including all the convictions in the reporting while awaiting the outcome of a possible appeal. The reporting undertaking may provide additional information if an appeal is considered, has been lodged or was successful as this would be relevant information to users.
Relations
Paragraph | Content |
|---|---|
the number of convictions and the amount of fines for violation of anti-corruption and anti- bribery laws ; and | |
the number of convictions and the amount of fines for violation of anti-corruption and anti- bribery laws ; and | |
the number of convictions and the amount of fines for violation of anti-corruption and anti- bribery laws ; and |